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Broker-Dealers - StoneCastle
A Broker Dealer, or broker-dealer, is a term used in United States financial.
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Broker-Dealer | Scottrade
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NASAA Broker-Dealer Fee Survey Report
Since 2008, the BDC has been the global watchdog regulator in monitor Commodity, Currency, and other Investment Class Dealers to protect investors against fraud.
SEC Adopts Changes to Broker-Dealer RulesA broker-dealer is a brokerage firm with a license from the SEC that enables its employees to execute trades on behalf of its clients and the firm.USA Financial Securities is the broker-dealer and Registered Investment Advisor partner to independent.
Broker-Dealer Concepts - Proskauer Rose
The credit crisis of 2008 highlighted the criticality of effective liquidity management and demonstrated the difficulties broker-dealers face without adequate funding.Broker-dealers and financial institutions: Transform your business for growth by outsourcing execution, clearing, custody and operations to Pershing.